BFSI | Compliance

Key Accountabilities :-

• Ensuring compliance to RBI regulations applicable to NBFCs
• Develop and support implementation of company policies and regulations
• Design and monitor control systems to deal with violations of legal rules and internal policies
• Regularly assess the efficiency of control systems and recommend effective improvements
• Review and evaluate company procedures and reports to identify hidden risks or common issues
• Coordinate with different department managers to review all departmental compliance policies
• Perform periodic compliance audits on company procedures and processes
• Implement procedures to ensure compliance with regulations and advise internal departments on how to meet compliance requirements
• Lead employee training sessions on legal and compliance issues
• Assist in handling compliances under Companies Act / SEBI & e-filing
• Assist in organizing Board / Committee Meetings