PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we'd love to have you onboard.
Role Overview
We are looking for a detail-oriented professional with strong knowledge of capital market operations, UCC (Unique Client Code), DP Operation & Compliance, and NSE account reconciliations. The role involves ensuring timely reconciliations, adherence to SEBI/NSE/CDSL regulations, and smooth compliance processes within a stock-broking environment.
Responsibilities
- Perform daily/weekly/monthly trade processing and reconciliations of NSE bank accounts, client accounts, and settlement accounts.
- Monitor and reconcile fund transfers, margin obligations, and pay-in/pay-out settlements.
- Manage Unique Client Code (UCC) generation, updates, and reporting as per exchange/SEBI guidelines.
- Ensure compliance with Depository Participant (DP) regulations, including client onboarding, KYC, pledge/re-pledge, and demat transactions.
- Coordinate with clearing members, custodians, banks, and exchanges for reconciliation and compliance queries.
- Maintain accurate and up-to-date compliance records and ensure timely filing of regulatory returns.
- Support in audit, inspection, and regulatory reporting for NSE, SEBI, and Depositories.
- Collaborate with operations, risk, and IT teams for automation and system updation related to compliance and reconciliation.
Qualifications
- Graduate/Postgraduate in Commerce, Finance, or related field.
- 5+ years of experience in a stock broking firm / DP operations / compliance.
- Strong knowledge of NSE account reconciliation, UCC processes, DP operations, and SEBI compliance.
- Hands-on experience in back-office (Shilpi software) / DP software.
- Good communication skills to coordinate with internal teams and regulators.
Benefits & Perks:
- Competitive compensation and performance-based bonuses.
- Flat organizational structure with high ownership and visibility.
- Medical insurance – we've got you covered.
- Catered meals/snacks for 5 working days in office.
- Generous paid time off policies.
Pluswealth Capital Management is an equal opportunity employer
