We are Hiring Back Office & Compliance Executive
Experience: 1–3 Years
Location: Gwalior, Madhya Pradesh | Work from Office
Key Responsibilities
- Manage daily back-office and operational activities for investment advisory services.
- Handle client onboarding, KYC and documentation as per regulatory requirements.
- Manage CRM operations, lead allocation and sales order processing.
- Prepare MIS and operational reports.
- Ensure adherence to SEBI guidelines and compliance requirements.
- Assist with regulatory reporting and compliance documentation.
- Monitor regulatory updates and support implementation of required changes.
- Handle client queries, complaints and service requests professionally.
- Coordinate with internal teams for smooth business operations.
Requirements
- 1–3 years of experience in Back Office, Operations or Compliance.
- Experience in Financial Services, Investment Advisory, Broking or Wealth Management preferred.
- Knowledge of KYC, SEBI compliance and regulatory processes.
- Good working knowledge of MS Excel and CRM systems.
- Strong attention to detail, communication and coordination skills.
Key Skills:
Back Office | Operations | Compliance | KYC | SEBI | CRM | MIS Reporting | Client Coordination
Interested candidates can share their updated resume with us on [Confidential Information] or Call us on 7777836845.
