AVP / VP – Regulatory Compliance (NBFC)
Location: Delhi NCR
We are partnering with a leading financial services organization to hire an experienced AVP/VP – Regulatory Compliance to lead the compliance function for its RBI-regulated NBFC business.
This is an excellent opportunity for senior compliance professionals who have deep expertise in the RBI regulatory framework and are looking to take on a strategic leadership role.
Key Responsibilities
- Lead the end-to-end regulatory compliance function for an RBI-regulated NBFC.
- Interpret and implement RBI Master Directions, circulars, and regulatory updates.
- Drive regulatory governance, compliance monitoring, and enterprise-wide compliance framework.
- Lead RBI inspections, supervisory reviews, regulatory audits, and closure of observations.
- Develop and review compliance policies, SOPs, and internal governance frameworks.
- Provide regulatory advisory to business teams on new products, strategic initiatives, and evolving regulations.
- Oversee financial crime compliance, including KYC, AML, PMLA, sanctions, and regulatory reporting.
- Liaise with RBI and other regulatory authorities on compliance matters.
- Present compliance updates to senior leadership and governance committees.
Ideal Candidate
- 14–20 years of post-qualification experience in Regulatory Compliance.
- Strong experience within an RBI-regulated NBFC, bank, fintech, or financial services organization.
- Hands-on experience with RBI inspections, regulatory audits, supervisory interactions, and regulatory remediation.
- Exposure to digital lending, retail lending, payments, or other RBI-regulated businesses.
- Strong understanding of KYC, AML, PMLA, regulatory governance, and compliance frameworks.
- Experience leading compliance programs and engaging with senior stakeholders.
- Excellent communication and stakeholder management skills.
Preferred Qualifications
- LL.B., CS, CA, or equivalent professional qualification.
- Prior experience in a leadership or team management role is preferred.
If you're interested in exploring this opportunity, please share your updated resume or reach out to me at [Confidential Information] for a confidential discussion.
