Search by job, company or skills

M

AVP- Compliance

new job description bg glownew job description bg glownew job description bg svg
  • Posted 7 hours ago
  • Be among the first 10 applicants
Early Applicant

Job Description

  • Opportunity to work with a leading financial institution
  • Opportunity to work directly with the senior management

Job Description

Receive, review, and interpret regulatory circulars, guidelines, and statutory correspondences issued by relevant authorities (e.g., RBI, SEBI, IRDAI, etc.).

. Disseminate actionable points to relevant stakeholders and business functions in a timely and accurate manner.

. Track the implementation of regulatory requirements across departments and ensure adherence to prescribed timelines. . Review and vet internal policies, standard operating procedures (SOPs), and process notes to ensure alignment with current regulatory requirements.

. Provide regulatory inputs during the drafting, revision, and approval stages of policies and procedures.

. Review and approve internal circulars, guidelines, and instructions issued to staff from a compliance perspective.

. Vet customer communications, including advertisements, promotional materials, brochures, and digital content, to ensure compliance with applicable advertising standards, fair practice codes, and regulatory guidelines.

. Escalate gaps or delays in implementation to senior management and support in resolution.

. Prepare periodic compliance status reports for management review.

The Successful Applicant

Minimum- Minimum 7-12 years of experience in compliance roles within the BFSI sector (Banking, NBFC). Proven experience in regulatory interpretation, policy vetting, and review of customer-facing materials.

What's on Offer

Opportunity to be a part of a leading NBFC

More Info

Job Type:
Function:
Employment Type:

About Company

Michael Page has five decades of expertise in professional services recruitment. We were established in London in 1976, and over this period we've grown organically to become one of the best-known and most respected consultancies, with an office network spanning six continents.
While size has its advantages, it doesn't define us - the nature of our organic growth means that each new office is integrated into the region that it serves. It also means that as an employer looking to hire, or as a candidate aiming to grow your career you have the best of both worlds&#x3B; a team that understands the market and geography you operate in, plus the resources and expertise of an international network at your disposal.

Job ID: 143698637