Audit- Jr Auditor-Concurrent AUDIT

• Review of various process of account opening instruction handled through digital platform physical account opening/processes
• Keeping the team abreast of latest regulatory & internal guidelines pertaining to KYC AML etc.
• Close looping and monitoring of quality of exceptions raised by audit team
• Managing and guiding team on the latest regulatory/statutory guidelines
• Timely submission of daily weekly fortnightly monthly audit reports
• Close looping and monitoring of system level gaps process level gaps identified during process reviews/walkthroughs etc
• Review of all exception reports to be released to various business units.
• Timely, accurate and effective documentation of the exceptions observed during the course of audit.
• Discussion of Audit observations with the Auditee, arriving at corrective action and timely submission of report

Attributes:

I. Technologically advanced: Strong financial data and Statistical analysis, data validation and problem-solving abilities. Advanced knowledge with Microsoft Office Suite (Word, Excel, Power Point). Ability to stay abreast with technological changes in the digital world, regulatory guidelines etc.

II. Communication skills: Good written and oral communication skills. Capable of documenting the Audit observations effectively, communicating with the Auditee in order to bring about corrective action.

III. Auditing skills: Capable of identifying the risk and evaluating the effectiveness of the internal control put in place. Keen attention to detail, eye for observation

IV. Other skills:

• Self-motivated and inquisitive to learn new areas.
• Team player
• Capability to multi-task & adaptability