Associate Manager - Compliance (Share.Market)

Key deliverables:

1. Support compliance for stock broking aligned with SEBI and exchange regulations.
2. Conduct periodic compliance reviews and assist in internal audits.
3. Ensure accurate and timely regulatory submissions.
4. Contribute to policy updates based on evolving regulatory requirements.

Role responsibilities:

1. Implement and monitor compliance frameworks for broking operations.
2. Coordinate with business units to resolve compliance issues.
3. Assist during regulatory inspections and manage stakeholder interactions.
4. Maintain awareness of regulatory changes and support process enhancements.