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Associate Manager - Central Compliance 1-5Yrs

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  • Posted 11 hours ago
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Job Description

Job Description

Description:
Role Profile:
We are looking for a candidate to provide cover within our Central Compliance team. This will primarily be a BAU role, focusing on day-to-day tasks/processes and will report to the Director, Central Compliance who is based in London.
Key Responsibilities:
. Personal Account Dealing:
o daily review of system alerts for potential breaches of policy
o following up with employees as necessary and drafting breach emails
o understanding policy requirements
o assisting on queries
o work with vendor to remove false positive alerts

. System tasks:
o Day-to-day administration of the Central Compliance System (CCS)
o Complete daily/weekly/monthly system tasks including activating new users, assigning New Joiner Certifications
o Raise support tickets with vendor when needed
o Support with ad-hoc data tasks/configuration/testing as required

Candidate Profile:
. 1-5years working in Financial Services, ideally in large organisations
. Prior experience of working in Compliance/Risk/Operations (prioritised but not necessary)
. Prior experience with large number of different stakeholders (prioritised but not necessary)
. Able to comfortably use MS Office 365 including Excel
. Able to communicate well both verbally and in writing
. Good time management skills

More Info

Job Type:
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About Company

Rangam India (Rangam Infotech Pvt. Ltd.), a subsidiary of US-based Rangam Consultants Inc., was incepted in 2005 as an information technology company in Vadodara, Gujarat. We have a branch office in Ahmedabad, Gujarat and satellite offices in Bengaluru, Karnataka and Kolkata, West Bengal. We provide staff augmentation, customized software development and educational services to clients in India.

Job ID: 144938769