R
Associate - Compliance
Job Description
- Handling operational activities of Compliances
- Managing compliances using the software tool
- Extensively using excel to update and manage compliances
- Any other tasks as may be assigned
Knowledge Skills
- Good communication Skills
More Info
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Key Skills
About Company
Skills:
policy development , Risk Assessment, Auditing Skills, Data Analysis, Documentation Skills, Compliance Reporting
Skills:
sentinel , Investment guidelines, UCITS, Crd, Rule Prospectus interpretation, RIA regulations, Derivatives, Excel automation, Compliance monitoring systems, Financial Instruments
Skills:
Vba, Microsoft Excel, Sql, Data Analysis, Database querying, Customer Relationship Management tools
Skills:
Employment laws, Labor regulations, Compliance Audits, Risk assessments, Employment regulations, Statutory compliance, Regulatory compliance monitoring, Advisory support, Stakeholder Management
Skills:
sentinel , Excel automation, Compliance monitoring systems, UCITS, Financial Instruments, Investment guidelines, 40 Act, Crd, Rule Prospectus interpretation, RIA regulations, Derivatives