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Assistant Manager Regulatory Compliance
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Assistant Manager Regulatory Compliance
AU Small Finance Bank- Posted 19 hours ago
- Be among the first 10 applicants
Job Description
Location:
- Mumbai BKC
- Chartered Accountant (CA), MBA (Finance), M. Com, or equivalent qualification.
- Professional certifications in Regulatory Compliance/Risk Management would be an added advantage.
- 5-6 years of experience in Regulatory Compliance, Regulatory Reporting (RBI and others), Regulatory Affairs, or Financial Reporting within Banks/NBFCs.
- Strong understanding of RBI regulations, circulars, returns, and supervisory reporting requirements.
- Ensure timely and accurate submission of Regulatory returns, reports, and periodic compliance filings.
- Monitor RBI circulars, notifications, and regulatory updates and assess their impact on reporting requirements.
- Coordinate with Finance, Risk, Operations, IT, Treasury, Business, and other stakeholders for collection and validation of data.
- Review reporting processes and implement controls to ensure data accuracy, completeness, and regulatory compliance.
- Maintain MIS and trackers for all regulatory submissions, observations, and compliance status.
- Liaise with Regulatory (RBI) officials and respond to regulatory queries, supervisory observations, and information requests.
- Support Inspections, compliance audits, and regulatory examinations by providing required information and documentation.
- Identify reporting gaps, recommend corrective actions, and drive process improvements through automation and system enhancements.
- Ensure proper documentation, record retention, and audit trails for all regulatory submissions.
- Prepare management reports and compliance dashboards for senior leadership.
More Info
Job Type:
Industry:
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Key Skills
RBI regulations
MIS and trackers
RBI circulars
Supervisory reporting
About Company
