Job Description
Your role
Do you Know Security operation back to front Are you well-Known for your ability to solve client problem We are looking for someone like that who can -
Own the day-to-day processing of all control requirements related to proper possession or control of client assets, on behalf of UBS Financial Services, and all associated controls related to various other operational responsibilities
Manage risk associated with SEC rule 15c3-3 adherence in order to preserve the firm's reputation and maintain top level client service. Including, but not limited to, identification of firm deficit causes and the timely completion of filings with FINRA related to said deficits
Collaborate with fellow Operations teams (Settlements, Middle Office, ACATs, Corporate Actions, etc.) to accomplish goals and ensure timely resolution of open items
Provide prompt and accurate responses to appropriate requests from Client Branches and other operations teams
Able to identify issues and escalate to the right stakeholders in timely manner to avoid any financial or firm risk
Participate in team meetings to share best practices and volume trends
Maintain up-to-date knowledge of regulatory requirements and industry best practices
Ensure SOPs are up to date and reviewed on on-going basis
Job Type
Full Time
Job Reference #
333734BR
City
Pune
Your team
UBS Financial Services Inc. is a leading firm in the financial services industry, dedicated to providing exceptional wealth management service and innovative solutions to our clients. We are seeking a highly motivated and experienced professional to join our team as an Asset Control associate.
Your expertise
Bachelor's degree in finance, Business Administration, or a related field
2+ years of relevant experience required
Able to multi-task and interact with multiple client and business partners simultaneously
Highly motivated with the ability to learn quickly within a pressured environment
Work in a team environment
Attention to detail and ability to work under pressure
Proficiency in Microsoft Office Suite, particularly Excel
Strong interpersonal skills
About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves. Want to find out more Visit ubs.com/careers.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
