Analyst, Specialist Business Compliance, Group Legal, Compliance & Secretariat

Dbs Bank

2-4 Years

Singapore

Posted a month ago
Be among the first 10 applicants

Job Description

Responsibilities

Perform trade surveillance monitoring for Global Financial Markets (GFM) using automated trade surveillance system and internal reports to identify potential market abuse or misconduct and ensure adherence to applicable regulatory and internal compliance requirements.
Perform communications review for GFM by reviewing alerts in automated communication surveillance system (ECRUISE), conduct voice monitoring and sampling review etc.
Ensure timely and effective review of alerts generated by surveillance systems and internal reports.
Review and manage surveillance exceptions and prepare reports to management.
Investigate, document and close surveillance alerts thoroughly and within required timelines, ensuring that significant issues are fully investigated and promptly escalated (e.g. UAE/STR) where necessary.
Ensure surveillance monitoring procedures and parameters are appropriately maintained and updated to reflect changes in business activities and market conditions.
Undertake Control Room responsibilities, including maintaining and reviewing restricted and watch lists, managing wall-crossing and information barrier procedures, providing pre-trade and transactional guidance on conflicts and handling of MNPI, and escalating potential breaches in a timely manner.
Liaise and work closely with Middle Office Technology team and external vendors to enhance existing processes and develop new or automated systems and monitoring tools.
Participate in system and process implementation activities, including user acceptance testing (UAT) and business integration.
Design, build and deploy agentic AI tools (e.g., workflow assistants, alert triage and investigation copilots) to drive operational efficiency, streamline end-to-end surveillance and control room processes and enhance controls governance.

Requirements

Bachelor's degree in Accountancy, Finance, or a related discipline.
2-3 years of relevant experience in trade surveillance, communications surveillance, compliance monitoring, control room operations, or a related risk or surveillance function within a financial institution.
Strong understanding of market conduct, market abuse risks, and the role of surveillance and controls within financial markets.
Strong interest in automated surveillance systems, alert reviews, or communications monitoring.
Strong analytical skills, attention to detail, and ability to manage multiple priorities under timesensitive conditions.
Ability to work collaboratively with team members across compliance, business, and technology functions.
Good written and verbal communication skills, with the ability to document observations and present findings clearly.
Interest in process improvement, automation, or emerging technologies (e.g. data analytics or AI) is an advantage.
Knowledge or practical experience in applying data analytics, automation, or AIenabled tools to improve surveillance efficiency and effectiveness is an advantage.

Location:

DBS Asia Central

Job:

Compliance

Schedule:

Regular

Employee Status:

Full time

More Info

Job Type:

Industry:

Function:

Employment Type:

About Company

Dbs Bank

Job ID: 150799367

Jobs by Skill - IT

Jobs by Skill - Non IT

International Jobs

Last Updated: 30-08-2026 01:46:31 AM

Homejobs in SingaporeAnalyst, Specialist Business Compliance, Group Legal, Compliance & Secretariat

Similar Jobs

Bank Direct Contract- Specialist, Business Compliance, Group Legal, Compliance & Secretariat

Dbs Bank

2-4 yrs

Singapore

Skills:

User Acceptance Testing, automated trade surveillance system, trade surveillance monitoring, automated communication system, communications surveillance monitoring, capital market products and systems

Analyst, Data Governance

mufg bank, ltd. singapore branch

1-3 yrs

SGD 0.44 - 0.56 LPA

Singapore

Skills:

Data Lineage, Data Management, Alteryx, Data Quality, Data Governance, Microsoft Excel, Data Analytics, Python, Data Quality Monitoring, AI tools, prompt engineering, R, Data Dictionaries

Lead Research Analyst

Jurong Health Campus

5-8 yrs

Singapore

Skills:

Data Management, Data Analytics, Evaluation, Project Management, Behavioural Sciences, Data Analysis, Research Design, Data Collection, Scientific Writing, AI Modelling

Senior Data Analyst

Sonova Group

5-7 yrs

Singapore

Skills:

Data Quality, Powerbi, Data Governance, Tableau, Sql, data ownership principles, source system processes, reporting analytics, data visualization tools

Financial Analyst

dexian asia pacific

5-7 yrs

Singapore

Skills:

data engineering , Data Analytics, SAP, Machine Learning, Power Bi, Tm1, Advanced Excel, Tableau, business intelligence, Microsoft Copilot