Process required paperwork and provide customer Service for new and existing business. This may include
new business applications, maintenance items, transfer paperwork and various other supplemental
accounting paperwork.
Begin to process required paperwork and provide basic customer service for new and existing
business. This may include new business applications, maintenance items, transfer paperwork and
other various supplemental accounting paperwork. Review broker dealer new business
submissions for accuracy and completeness.
- Identify cases that are not in good order (NIGO) in order to alert our Field force for resolution.
- Process client data into back-office systems with a high level of accuracy.
- Research and resolve operational issues as needed.
- Identify and resolve problems using Root Cause Problem Solving tools.
- Work effectively to meet/exceed productivity and quality standards.
Required Skills
- Good communication skills
- Excellent data entry skills
- 0-1 years financial services industry knowledge or experience in similar process support
- Qualification: MBA in Finance Mandatory (2025 pass outs only)
- Ability to work in a fast-paced environment and adhere to strict deadlines
- Ability to work overtime and/or work a flexible shift arrangement as business needs arise. Passion to start a career in financial services industry
- As a member of the Wealth Management team, you will be subject to supervision requirements
including Non-Registered Finger printing (NRF) and personal trading account oversight
