The day-to-day responsibilities include but are not limited to:
- Conduct investigations and analyses to evaluate client profiles in line with CIP standards, focusing on CDD and EDD globally.
- Perform research on Politically Exposed Persons, sanctions, adverse media, and screenings using tools like World-Check, Regulatory Data Corp, and LexisNexis.
- Prepare compliance-ready plausibility statements and manage periodic reviews, onboarding, and event-driven assessments.
- Analyze financial data to highlight exceptions or variations proactively.
- Maintain databases and fixed asset models/templates, ensuring adherence to client and business unit guidelines.
- Ensure high-quality deliverables (>99% accuracy) within stipulated timelines (24-48 hours or as per TAT).
- Collaborate in team huddles, resolve discrepancies, and contribute ideas for workflow and process improvements.
- Review deliverables prepared by Analysts, maintaining high-quality standards and compliance adherence.
Essential traits:
- Bachelor s degree (preferably in BAF, BFM, B. Com, B. Tech, BMS, BBI, BBA, etc. ) or a Master s degree in Finance or Accounting.
- MBA or MMS from an accredited college or university.
- 1-4 years of experience/ skill set in Due Diligence, KYC operations, Customer due diligence, with a passion for data.
- Possessing working knowledge of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).
- Strong research background using both primary and secondary public databases.
- Proficiency in identifying Politically Exposed Persons, sanctions, adverse media, and name list screening using third-party applications such as World-Check, Regulatory Data Corp, and LexisNexis.
- Drafting detailed plausibility statements.
- Good understanding of US/EU/APAC regulatory requirements
- Attention to details
- Self-starter capable of working under pressure with a high level of accuracy.
- Excellent communication skill
- Team player with the ability to build relationships and partnerships.
- Highly independent, motivated, and able to work independently.
- Proven ability to manage and prioritize multiple complex tasks with minimal supervision.
- Advanced expertise in regulatory frameworks and client onboarding standards (CIP, CDD, EDD, AML/KYC).
- Preferred:
To have CAMS (Certified Anti-Money Laundering Specialist) or CKYCA (Certified KYC Associate) certifications or Globally Certified KYC Specialist (GO-AKS) certification
