Jainam Broking Limited

2 days ago

Location

SNS

Department

Account Opening - JBL

Employment Type

Full-time

Applications Received

1

Closes On

16 Oct, 2026

Key Responsibilities

KYC & Account Opening

Process new client account opening (Individual, Non-Individual, NRI, Corporate, HUF, Trust, etc.)
Verify and validate KYC documents as per SEBI, Exchanges, and AML guidelines
Perform IPV (In-Person Verification) via physical or digital modes
Ensure accurate entry of client data into back-office and trading systems
Coordinate with Sales, Branch teams, and Clients for document completion

Compliance & Regulatory

Ensure compliance with SEBI, NSE/BSE, CDSL/NSDL, PMLA, and AML requirements
Handle CKYC registration, modification, and rejection cases
Monitor and resolve KYC discrepancies, alerts, and rejections
Maintain audit-ready documentation and records

Operational Excellence

Track and close pending cases within defined TAT
Resolve client and internal queries related to onboarding and KYC
Support internal/external audits and regulatory inspections
Identify process gaps and suggest improvements for efficiency

Reporting & MIS

Prepare daily/weekly MIS on account opening status, pendency, and rejections
Maintain accurate records of approvals, modifications, and closures

Key Skills & Competencies

Technical Skills

Strong knowledge of KYC, AML, and PMLA regulations
Familiarity with SEBI circulars, Exchanges, and Depositories
Hands-on experience with CDSL/NSDL, CKYC, and back-office systems
Proficiency in MS Excel and internal reporting tools

Behavioral Skills

High attention to detail and accuracy
Strong communication and coordination skills
Ability to work under deadlines and handle volumes
Problem-solving and analytical mindset

Qualifications

Graduate in Commerce, Finance, or related field
NISM certification (preferred)

Experience

3–6 years of relevant experience in KYC & Account Opening within a Stock Broking Firm / Financial Services Company

Key Performance Indicators (KPIs)

Turnaround Time (TAT) for account opening
Accuracy and rejection rate
Regulatory compliance and audit observations
Client satisfaction and query resolution

Senior Executive - Account Opening