Job Responsibilities:

Advise portfolio of clients in the financial services industry on ongoing regulatory obligations under the applicable regulations
Prepare and submit regulatory filings, returns, and notifications
Develop and review regulatory compliance frameworks, registers, policies and procedures
Conduct reviews of business processes and internal controls to identify gaps, assess risks, and recommend remediation measures
Liaise with regulatory authorities and external auditors on compliance-related matters
Translate regulatory rules and guidance into pragmatic, fit-for-purpose solutions for clients
Monitor regulatory developments and provide actionable advisory on their impact to clients business operations and compliance frameworks
Support and execute ad hoc projects, including regulatory mock inspections and AML/CFT due diligence reviews
Assist in the development and delivery of compliance training programmes for clients
Undertake other ad-hoc regulatory and compliance projects as required

Skills & Requirements:

Bachelor's degree in Law, Finance, Business, Accountancy, or a related discipline
Minimum 3-5 years of professional experience, with a strong preference for candidates who have worked in regulatory compliance roles within financial institutions or with MAS
Prior experience in client-facing roles will be an added advantage
Strong written and oral communication skills, with the ability to engage confidently with senior stakeholders
Sound knowledge of MAS regulatory requirements applicable to capital markets intermediaries
Proficiency in English is required. Proficiency in Mandarin would be advantageous to support communications with Mandarin-speaking clients.
Candidates with immediate availability or a short notice period will be preferred

Why Join Us:

Exposure to a diverse portfolio of MAS-regulated financial institutions
Collaborative and professional working environment with strong opportunities for career development
Broad and hands-on experience spanning licensing, governance, AML/CFT, and ongoing compliance advisory engagements

Senior Associate / Assistant Manager (Regulatory Compliance)