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Career Family: Risk Management Services

Role Type: Senior Associate

Senior Associate - Risk Management Services

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.

This is a role that requires incumbent to own & execute a variety of global processes related to compliance monitoring of engagements across Service Lines on Legal & Regulatory requirements & EY Policy requirements. The candidate should be comfortable working in an unstructured & complex environment requiring out of the box thinking, logical reasoning, sound verbal & written communication skills, ability to make prompt yet well informed decisions.

The opportunity

Global Compliance Engagement Testing (GCET) supports the Global Risk Management in conducting compliance testing across Service Lines. GCET program is an internal EY review process which includes selecting engagements of the PPEDs to test them on Legal & Regulatory compliances & internal EY policy compliances and providing feedback & ratings to the PPEDs basis the outcome of their review. The team also provides analytical reports consisting of outcome of compliance testing to Global, Area and Region stakeholders.

This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.

Accordingly, we are looking for a Senior Associate who shall be responsible for timely execution of compliance testing processes including conducting research and analysis to identify any potential non-compliance with policy/guidance or any potential regulatory breaches. The person shall also be required to assist in other process related requirements.

Your Key Responsibilities

Technical expertise

Conduct research using both systematic and intuitive secondary research techniques
Study the research findings, draw inferences and conclusions in response to the research requirement
Use analytical and project management methodology and tools
Complete all assigned projects/tasks in line with the standard operating procedures and stipulated timelines
Facilitate and drive the processes to completion
Perform periodic review of team's deliverables to evaluate completeness, accuracy, and appropriateness
Flag issues/potential challenges at appropriate time so that timely action can be initiated
Develop subject matter expertise in RMS wide process & policies
Identify & execute opportunities of process improvement & efficiency gains
Continuously add value to assigned processes and develop solutions for situations that may not have been previously documented
Take ownership of a variety of operational activities for seamless functioning of the process
Provide feedback to the team members and help them move up the learning curve

People Management

Work cohesively with the team and maintain a positive working environment
Ensure adherence to work-flow protocol and tools

Skills And Attributes For Success

Pledge for quality of output through internal review mechanisms
Manage day-to-day administrative issues & communicate appropriately to the customers at GDS
Responsible for achieving customer satisfaction measures / project critical success factors
Capable of identifying issues and analyze scenarios against policy requirements
Clear communication skills (written and oral) with good email etiquette
Experience with applications or programs like MS Excel, MS Forms and SharePoint lists

To qualify for the role, you must have

Post-graduate or equivalent degree from a reputed college
At least 3 years of experience in:

Research/Compliance processes
Data analysis and dashboard reporting
Strong logical and reasoning skills
Process management

Experience of working in a fast-moving, client-driven environment

Technologies and Tools

Experience in MS office suites like Microsoft 365, MS excel, PowerPoint
Business analytics tool like Power-BI

What We Offer

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across six locations – Argentina, China, India, the Philippines, Poland and the UK – and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We'll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

Continuous Learning: You'll develop the mindset and skills to navigate whatever comes next
Success As Defined By You: We'll provide tools and flexibility, so you can make a meaningful impact
Transformative Leadership: We'll give you the insights, coaching and confidence to be the leader the world needs
Diverse and Inclusive Culture: You'll be embraced for who you are and empowered to use your voice to help others find theirs

EY | Building a better working world

EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.

Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.

EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories.

Senior Associate - Global Compliance