Global Head of Compliance – Insurance Industry (HNW Clients)

Based in Hong Kong or Singapore

Our client is a fast-growing global insurance brokerage specializing in delivering bespoke insurance and wealth protection solutions to High-Net-Worth (HNW) and Ultra-High-Net-Worth (UHNW) clients. As part of its continued regional expansion, the firm is seeking an experienced Head of Compliance to lead its compliance function across multiple jurisdictions.

Key Responsibilities

Lead the legal, regulatory, and compliance function across the firm's regional operations.
Develop, implement, and continuously enhance a robust compliance framework aligned with insurance brokerage regulations and HNW/UHNW client advisory standards.
Act as a trusted advisor to senior management on regulatory developments, governance matters, business expansion initiatives, and compliance risk.
Build and maintain strong relationships with regulators, external legal counsel, and key internal stakeholders across multiple jurisdictions.
Ensure compliance with applicable regulatory requirements, including AML/CFT, sanctions, data privacy, client suitability, licensing, and cross-border distribution rules.
Design, implement, and oversee internal policies, controls, monitoring programmer, and compliance training to support sustainable business growth.
Conduct regulatory risk assessments and provide practical compliance solutions while balancing commercial objectives.
Foster a strong culture of ethics, governance, and regulatory compliance throughout the organization.

Requirements

Over 8 years of compliance experience across the insurance brokerage, trust services, and Multi-Family Office/External Asset Manager (MFO/EAM) sectors.
Strong knowledge of regulatory frameworks governing HNW/UHNW insurance brokerage, wealth planning, and cross-border distribution.
Proven ability to balance commercial objectives with effective regulatory risk management.
Demonstrated experience engaging with regulators and managing complex, multi-jurisdictional compliance matters.
Strong leadership, stakeholder management, communication, and influencing skills.
High level of integrity, sound judgment, and the ability to thrive in a fast-paced, entrepreneurial environment.
Fluent in English and Chinese (Mandarin and/or Cantonese), as the role requires regular communication with regional teams and stakeholders across North Asia.

EA License No.: 23S1936

Chief Compliance Officer (HK or SG based)