Vice President, Auditor (AppTech)

6-8 years
a month ago
Job Description

BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the bank of banks - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We're seeking a future team member for the role of Senior Application Technology Auditorto join our Internal Auditteam specializing in Compliance, Legal and Anti Money Laundering (AML) processes. This role is located in Pune/Chennai (Hybrid).

In this role, you'll make an impact in the following ways:

  • Independently assess the firm's control environment and evaluate the effectiveness of management controls.
  • Collaborate with business and audit technology colleagues to identify and assess risks.
  • Lead and assist in all aspects of audits and audit activities, including risk assessments, planning, testing, report drafting, and issue documentation, validation, and closure.
  • Develop deep knowledge of audit, regulations, technology, and their interaction within and across complex matrixed businesses and organizations.
  • Foster relationships with clients and stakeholders in partnership to protect the firm.
  • Identify new opportunities for use of automation, data analytics, and other technologies.

To be successful in this role, we're seeking the following:

  • Strong experience in Anti-Money Laundering (AML) and sanctions related processes. Experience in financial crime audits preferred.
  • Knowledge of US laws, rules, and regulations such as Bank Secrecy Act (BSA), USA Patriot Act and OFAC.
  • Clear understanding of automated controls and processes including interface testing and application controls.
  • Ability to operate with professional skepticism, analytical and critical thinking, and a risk and control mindset.
  • Skilled in explaining technical and complex processes and issues to non-technical audiences.
  • 6+ years of total work experience.
  • Prior experience in audit or risk, preferably focused on applications.
  • Degree in Accounting, Finance, or relevant critical thinking specialty such as MIS, Computer Science, Mathematics preferred.
  • No direct reports.

At BNY Mellon, our inclusive culture speaks for itself. Here's a few of our awards:

  • Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion
  • Bloomberg's Gender Equality Index (GEI)
  • Human Rights Campaign Foundation, 100% score Corporate Equality Index
  • , Disability: IN - 100% score
  • 100 Best Workplaces for Innovators, Fast Company
  • CDP's Climate Change A List

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.




Anti-Money Laundering
application controls
risk and control mindset
complex processes
financial crime audits
US laws
automated controls

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