Working with ERM team members to implement the ERM Framework, including programs such as Risk and Control Self Assessments RCSAs, the Incident Reporting Program, Issues and Actions Tracking, to drive a risk aware culture across Nasdaq.
Facilitating risk assessments and assisting risk and control owners with the identification and assessment of key risks and mitigating controls in their business areas.
Conducting root cause analyses on identified incidents to recommend improvements.
Preparing reports to management, risk committees and other risk governance forums.
Aggregating and analyzing ERM Program data to provide actionable information to management.
Providing guidance and / or training to the process and control owners on use of Nasdaq s Governance, Risk, and Compliance (GRC) database application (Nasdaq Risk Gateway).
Participating as a key user of the integrated GRC platform to ensure the system provides the appropriate level of support and efficiencies for the ERM program.
Effectively communicating with broader global Risk team and partnering with peers to ensure consistency of approach and awareness of issues, challenges, and opportunities.
Supporting compliance with the Nasdaq s Business Continuity and Crisis Management Policy including assisting in the development of Business Continuity Plans and facilitating Crisis Management exercises.
Executing risk management training and promoting a pro-active risk culture.
Communicating risk objectives, framework, and policies to internal and external audiences as appropriate.
Pro-actively engaging Internal Audit, SOX, Compliance, Information Security, Supplier Risk Management, Business Continuity and other assurance functions to support an integrated approach to risk management.
