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Compliance Assurance EME Execution



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0-2 Years
a month ago
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6 Applied

Job Description

Job Title : Compliance Assurance EME Execution

Location: Pune

About Barclays

Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Were committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers and clients needs. Whether you have family commitments or youre a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life. If you would like some flexibility, then please discuss this with the hiring manager, and your request will be reviewed subject to business needs.

Hybrid Working

Structured Hybrid Role

At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, anchor, days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.


The Compliance Assurance AVP will be responsible for undertaking assurance reviews, and where required ICVs, to assess and report on Compliance and/or Reputational Risk, behaviours and attitudes. The outputs of the Compliance Assurance Team will help ensure that Compliance and/or Reputational risk is being appropriately managed across all of the Barclays legal entities and identify where additional action may be required.

The role holder will be required to work across a variety of risk and business coverage areas being led by and working with CA colleagues in any of our global locations.

What will you be doing

  • Taking a proactive approach to identify and agree review coverage and develop the scope of reviews.
  • Ensuring adherence to the Compliance Assurance methodology in the execution of reviews (throughout planning, testing, and reporting) and monitoring/validation.
  • Designing, supporting and delivering reviews that provide solid insight and value by identifying risks and issues, or examples of good practice.
  • Being proactive in managing your review to meet the planned timescale, resolving or escalating issues and blockers that materially impact the progress of reviews.
  • Utilizing effective Stakeholder Management and Leadership, this will include formal stakeholder engagement and management at all levels of the business.
  • Keeping up to date on business developments, regulatory change, internal policies and Compliance objectives to ensure Compliance Assurance work remains relevant and timely.
  • Aiding continual review and development of the annual review plan through assessing the conduct, reputational and regulatory risks of existing business activities.
  • Building, developing and maintaining respected relationships between Compliance Assurance and Business Oversight Compliance and Key Stakeholder.
  • The successful candidate will be expect to closely mirror the time zone of the global team with which they align.

What Were Looking For

  • Experience of working in an Assurance/Audit/Risk Management role with the ability to display a working knowledge of risk and frameworks, assurance methodologies and testing techniques.
  • Strong investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls, identify root cases, themes and trends.
  • Strong analytical skills/mind with ability to deliver high quality work in a timely and structured manner.
  • Strong Report Writing skills.
  • Working knowledge or prior experience of working with an Automated Assurance/Data Analytics team to increase the use of data driven testing and data analytics within reviews.

Skills That Will Help You In The Role

  • Understanding of the regional regulatory environment and the key Laws, Rules and Regulation impacting the region.
  • Own and drive personal learning and development to support achievement of career aspirations.
  • Audit qualification preferable.
  • Bachelors degree preferable.

Where will you be working


Be More at Barclays

At Barclays, each day is about being more as a professional, and as a person. Be More @ Barclays represents our core promise to all current and future employees. Its the characteristic that we want to be associated with as an employer, and at the heart of every employee experience. We empower our colleagues to Be More Globally Connected, working on international projects that improve the way millions of customers handle their finances. Be More Inspired by working alongside the most talented people in the industry, and delivering imaginative new solutions that are redefining the future of finance. Be More Impactful by having the opportunity to work on cutting-edge projects, and Be More Valued for who you are.

Interested and want to know more about Barclays Visit for more details.

Purpose, Values and Mindset

We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.


We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.


We operate with honesty, transparency and fairness in all we do.


We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.


We champion innovation, and use our energy, expertise and resources to make a positive difference.


We prize sustainability, and are passionate about leaving things better than we found them.

Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.


Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.


Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.


Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Take personal responsibility. Actively build collaborative relationships to get things done.


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Last Updated: 20-06-2024 11:06:35 AM
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