Company Secretary Compliance Head (Brooking)

Company Name Confidential
5-15 years
300000 - 1200000 INR
a month ago 179 Applied
Job Description

Job description

Compliance Manager for Broking House/Stock Exchange/ Capital Market/ Share Market/Mutual Fund/ Equity Market

Job description

Experience : 8-12 years of experience (post qualification Experience)

Age : Below 40

Salary : As per market standards

Educational Qualification : Qualified Company Secretary (Additional Law Degree would be given preference)

Job Description :

o Handling the corporate secretarial and related matters and managing all day to day secretarial functions and record keeping for the company

o Handling all company secretarial compliances under the Companies Act, 2013.

o Compliances with the provisions of the RBI- NBFC regulations and related submissions

o Handling legal/documentation during fund raising/borrowing and related documentation including term sheets, shareholders agreements, etc

o Assistance in loan document drafting, pre and post disbursement compliances of the loan portfolio

Head Compliance and Operations Department

Job Purpose: We are looking for a Senior Compliance Officer/Manager to ensure that our operations and business transactions follow all relevant legal and internal rules. He will also review employee's work and provide advice on compliance.


Selected Head's day-to-day responsibilities include:

Develop and implement an effective legal compliance program

Create sound internal controls and monitor adherence to them

Draft and revise company policies

Executing audit plans, audit program, and reports

Proactively audit processes, practices and documents to identify weaknesses

Evaluate business activities (e.g. investments) to assess compliance risk

Address employee concerns or questions on legal compliance

Educate and train employees on regulations and industry practices

Address employee concerns or questions on legal compliance

Keep abreast of internal standards and business goals

Attending new client meetings & preparation of proposals

Requisite Skills:

Proven experience as a Compliance Officer

Experience in risk management

Excellent communication skills in English and Hindi both.

Integrity and professional ethics

Team management skills


Required Age:- 35-45yr

Education: CS/LLB/MBA

Job Type: Full-time

Salary: 100,0000.00 - 1,800,000.00 per year

Speak with the employer

+91 9300961899

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