Key Responsibilities
- Review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations.
- Plan the audit route and finalize arrangements of outstation routes
- Develop a structured audit plan, prioritizing key compliance areas. Coordinate with the Authorized Person for scheduled audits
- Conduct examination of scheduled AP's whether they are adhering to regulatory guidelines.
- Identify non-compliance issues and recommend corrective actions. Ensure proper documentation of the audit executed
(The role involves traveling outside Maharashtra for two weeks each month. All expenses associated with it, will be borne by the company).
About Company: Shah Kapadia and Associates is a multi-disciplinary firm specializing in providing a wide spectrum of professional services under one roof to leading domestic and multinational companies, spread across all sectors. We provide technology-driven, customized audit and assurance services accentuated by our in-depth knowledge of the client's business.
