Essential Duties and Responsibilities
- Support in the testing and evaluation of IT Automated Controls (ITACs), interface controls, and key reports.
- Demonstrate good understanding of business processes, system landscape, and control environment to appropriately test IT automated controls, interfaces and key reports.
- Perform testing of IT Automated Controls (configurable/non-configurable), interfaces, and key reports for accuracy, completeness, and reliability.
- Participate in walkthrough discussions with control owners and process teams to understand control design and implementation and work closely with them to clarify control requirements and improve documentation quality.
- Review and challenge control evidence for ITACs, interfaces, key reports and ITGC to ensure it meets the testing requirements.
- Support activities across ITGC domains (Logical Access, Change Management, SDLC, Computer Operations), particularly where they impact automated controls and key reports.
- Support periodic reporting on testing status, issues, and key observations to senior team members.
- Document testing results, identify control gaps, and support remediation tracking.
Interpersonal Skills
- Ability to work independently under general supervision with latitude for initiative and independent judgment
- Effective verbal and written communications, including active listening skills
- Ability to establish and maintain effective working relationships with co-workers and external contactors/auditors
- Detail-oriented
- Comfortable working on multiple projects simultaneously
- Individuals would be expected to cultivate a strong team environment and promote a positive working relationship amongst their team.
- Ensure client service delivery in accordance with the quality guidelines & methodologies.
- Build and maintain client relationships by understanding and being responsive to client needs and ensuring high quality of deliverables.
- Demonstrate strong analytical thinking and communication skills including the ability to research and understand complex processes and effectively communicate them to interested parties
Client Management
- Develop strong working relationships with the client and onshore client teams.
- Maintain excellent rapport and proactive communication with the stakeholders and client.
Operational Excellence
- Suggest ideas on improving engagement productivity and identify opportunities for improving client service.
- Ensure compliance with engagement plans and internal quality & risk management procedures.
People Related
- Display teamwork, integrity, and leadership. Work with team members to set goals and responsibilities for specific engagements.
- Foster teamwork and innovation.
- Utilize technology & tools to continually learn and innovate, share knowledge with team members and enhance service delivery.
- Contribute to the learning & development agenda and knowledge harnessing initiatives
Minimum Qualifications
- Preferred: CA with relevant experience in IT / technology risk / IT controls.
- Also considered: B.E., B. Tech, M. Tech, MCA, BCA, CA, MBA (Information Systems/Finance/Operations or related fields). Experience in technology audit, risk management, compliance, consulting
Experience
- Minimum 2 years of relevant experience with an undergraduate qualification.
- Minimum 1 year of relevant experience with a postgraduate qualification.
- Prior experience with a Big 4 or equivalent consulting firm is preferred.
- Hands-on experience in IT automated controls (ITACs), Key Reports, Interface Controls and IT General Controls (ITGC).
- Knowledge of at least one ERP system (e.g., NetSuite, SAP, Oracle, MS Dynamics) is mandatory.
- Good understanding of end-to-end business processes (e.g., Order to Cash, Procure to Pay, Record to Report) and the associated control environment.
- Experience in identifying control gaps and communicating audit findings and control redesign recommendations to Management/Clients.
- Familiarity with SOX / ICFR frameworks, internal control methodologies (e.g., COSO), and risk & control matrices.
- Experience with testing techniques, sampling, documentation of test procedures and results, and evaluation of deficiencies.
- Working knowledge of Excel and PowerPoint and comfort working with large data sets; exposure to data analytics / SQL / BI tools/Dashboarding tool is an added advantage.
Additional Information
- Location: Bangalore (may be required to work in a hybrid/on-site model as per firm policy).
- Must be open to travel to client locations (within Bangalore) and to other Uniqus office locations based on project requirements.
